Created fromThis page is a part of the [[Patent Thicket Literature Review]] paper Webcrawler Wiki: http://mcnair.bakerinstitute.org/wiki/Patent_Thicket_Literature_Review[[PTLR Webcrawler]]
=The Patent Thicket Literature Review Coding Rules=
==Core Terms==
'''Saturated Invention Spaces = - (SIS)'''
As first defined by Teece: when a single firm, or a small number of firms, successfully patents an entire technological area. (p.15)
'''Example of:'''
''imperfect competition - (IC)''
'''Look for:'''
''cluster - (CLSTR)'' ''coherent groups - (CoGs)'' ''adjacent '' ''saturated'' ''substitutes'' ''complements'' ''free- ride'' ''invent around'' ''imperfect competition'' ''substitutes'' '''Frequent Author(Adjs): Teece 1998, Somaya 2003, Hemphill 2003, Hussinger 2006'''
'''Diversely-held Complimentary Inputs = - (DHCI)'''
1) products require complementary patented inputs; 2) these inputs are diversely-held (i.e. held by N patent-holders); and 3) patent-holders set their license prices independently. (Shapiro, pg.17)
'''Example of:'''
''lack of coordination - (COOR)of licensing prices''
'''Look for:'''
''diversely-held - (DH)'' ''complementary inputs - (CI)'' ''multiple inputs'' ''dispersed - (DIS)'' ''anticommons'' ''tragedy of the anticommons'' ''fragmented - (Frag)'' ''Cournot problem - (CP)'' ''multiple marginalization '' ''FRAND'' ''patent pools'' ''licensing'' ''cross- licensing'' ''license'' ''standard setting'' ''SSO'' ''royalty stacking'' ''multilateral arrangements'' ''bilateral arrangements'' ''individual arrangements'' ''invent around'' ''Mexican Standoff'' ''Coasian'' '''Frequent Authors(MMs): Shapiro 2001, Heller 1997, Heller and Eisenberg 1998, Lemley & Shapiro 2006, Arrow 1973, Mossoff 2009, Lemley 2008, Cheung 1969'''
'''Overlapping Patents - (OP)'''
Second most common foundation of a thicket. Vertical Patents can overlap is largely adjacentvertically or horizontally. Horizontal likely due to poorly defined rights. Refinement patents and research tool patents can result in OPvertical overlap.
'''Example of:'''
''Imperfectly defined property rights - (IDPR)'''
'''Look for:'''
''patent overlap - (PO)'' ''overlap'' ''overlapping claims - (OC)'' ''similar claims - (SC)'' ''simultaneous infringement - '' '''Frequent Author(SIs): Burk & Lemley 2003, Regibeau & Rockett 2011'''
'''Gaming the Patent System - (GPS)'''
'''Example of:'''
''Moral Hazard - (MH)''
'''Look for:'''
''spurious patents - (SP)''
''dubious''
''bad''
''rent-seeking''
''bad faith''
''submarines''
''ever-greening''
''hidden action''
''Association for Molecular Pathology v. Myriad Genetics
'''Frequent Author(s): Marshall 1976, Holstrom 1979, Hegde et al. 2009, Rubinfeld & Maness 2004, Jacob 2009, Jaffe & Lerner 2004, Schmalensee 2009, Attaran 2004'''
==Modern Terms==
'''Look for:'''
''prosecution costs''
''perverse incentivecourt fees''
''bargaining costs''
''coordinating costs''
''maintenance fees''
''Leahy-Smith America Invents Actlicensing fees''
''Coasian''
''Coase''
'''Frequent Author(s): Lemley Shapiro 2006, Callaway 2008, Farrell 2009, Cockburn & MacGarvie 2009/2011'''
'''Probabilistic Patents - (PP)'''
'''Look for:'''
''Bessenimperfectly defined property rights'' ''Lemley & Shapiroprobabilistic'' ''information asymmetry'' ''uncertainty'' ''invalid patentsuncertain''
''infringement''
''invent around'Frequent Author(s): Lemley & Shapiro 2005/2006, Bessen 2003'''
'''Unspecified / Extended Use - (UnEx)'''
'''Look for:'''
''Kiley''
''ever-greening''
''Jacob''
''submarine patents''
''viagra''
''patent portfolios''
''stand-alone commercial value''
'''Frequent Author(s): Kiley, Jacob'''
'''Search Costs - (SC)'''
'''Look for:'''
''Wangtransaction costs'' ''fees'' ''Coase'' ''Coasian'' ''perverse incentivesLeahy-Smith'' ''willful infringement'Frequent Author(s): Wang 2010, Lemley Shapiro 2006, Callaway 2008, Farrell 2009, Cockburn & MacGarvie 2011'''
'''Patent Hold-up - (PH)'''
'''Look for:'''
''Epstein'' ''Farrellhold-up''
''Williamson's''
''rents''
''royalties''
''reverse hold-up''
''guile''
''FRAND''
''SEP''
''license fee'' ''guile'' '''Frequent Author(s): Lemley, Shapiro, Farrell, Langus, Epstein, Williamson, Hayes, Sullivan, FTC'''
'''Strategic Patents - (SP)'''
'''Look for'''
''accumulating patents''
''patent portfolio''
'''Frequent Author(s): Hall & Ziedonis'''
'''Hold-out - (HO)'''
'''Look for:'''
''guilehold-out'' ''FRANDmultilateral bargaining'' ''SEPnon-participating'' '''Frequent Author(s): Farrell2009''' '''Additional Terms found by Dylan''' '''Look for: ''patent strategies'' ''IP rights thicket'' ''patent thicket'' ''TRIPS'' ''Diffusion of Innovation'' ''overlapping ownership'' ''multiple overlapping granted patent rights'' ''non-practicing entity'' ''patent holdpile-up'' ''reverse cross license'' ''patent holdpool'' ''follow-on inventions'' ''complimentary input'' ''anti-commons'' ''Cournot problem'' ''simultaneous infringment'' ''Leahy-Smith America Invents Act'' ''Mexican Standoff'' ''standardization'' ''game theory'' ''battle of the sexes'' ''hand-cuffing'' ''build-and-let-upbuild'' ''modern standards'' ''technical standards'' ''international standards'' ''DHCIexclusively licensed''
=Types=
'''Theory - (T)'''
''Economic theory papers are largely concerned with the DHCI problem.''
'''Empirical - (E)'''
''Papers that drift towards first including overlapping patents along with DHCI, and then begin abandoning the usage of DCHI.''
'''Discussion - (D)'''
''It seems that economists favor DHCI and overlaps, cite Shapiro (2001) and do more theoretical work; whereas legal scholars favor overlaps, cite Heller and Eisenberg (1998) and provide discussion.'''
=Topics=
'''Effects on Academia - (EA)'''
'''Look for:'''
''Overlapping cumulative innovation'' ''basic science'' ''research'' ''development'' '''Private Mechanism - (PM)''' '''Look for:''' ''cross-licensing'' ''patent pools'' ''patent clearinghouses'' ''patent collectives'' ''FRAND'' ''patent intermediaries'' ''NPEs'' ''technology standards'' ''standard setting organizations'' ''patent clearinghouses'' '''Industry Commentary - (IC)''' '''Look for:''' ''nanotech industry'' ''genetics industry'' ''basic science'' ''upstream patents'' ''nanobiotech'' ''synthetic biology'' '''IPR Reform - (IPR)''' '''Look for:''' ''property rights'' ''USPTO'' ''propertization'' ''IP rights'' ''patent pools'' ''Leahy-Smith America Invents Act'' '''Firm Strategy - (FS)''' '''Look for:''' ''market entry'' ''compete'' ''invent around'' ''infringement'' ''blocking'' ''secrecy'' ''ever-greening'' ''Mexican Standoff'' ''patent troll'' ''saturated invention space'' =Publication Type= '''Econ - (ECON)''' '''Law - (LAW)''' '''Science - (SCI)''' '''Policy Report - (POLR)''' =Authors= ''What are the number of authors? (0-9)'' ''How many authors are repeat authors?'' =Individual Terms= '''Code for:''' ''cross-licensing'' ''patent pools'' ''patent clearinghouses'' ''patent collectives'' ''FRAND / RAND'' ''patent intermediaries (include auctions, brokers, etc.)'' ''NPEs Non-Participating Entities'' ''technology standards'' ''SSOs (standard setting organizations)'' ''patent trolls'' ''submarine patents'' ''SEPs (Standard Essential Patents)'' ''ever-greening'' ''blocking'' ''cites: Shapiro (2001), "Navigating the patent thicket"'' ''cites: Heller and Eisenberg (1998?), "Anti-commons something..."'' ''cites: Heller (1997?), "Something..."'' [[Category:Internal]]