Equivalent XPath and APS Queries

McNair Project

Equivalent XPath and APS Queries
Project Information
Project Title	Equivalent XPath and APS Queries
Owner	Oliver Chang, Ed Egan
Start Date	June 2017
Deadline	June 2017
Primary Billing
Notes
Has project status	Tabled
Copyright © 2016 edegan.com. All Rights Reserved.

Current Status for Granted Patents implementation

How it works currently

Only has the intelligence from E:\McNair\PatentData\Processed\xmlparser_4.5_4.4_4.3.pl. That is to say, it only explicitly covers versions 4.3, 4.4, and 4.5 utility patents. Plant, reissue, and design patents contain a nonempty intersection with these attributes but have their own quirks. The actual code to do this XML parsing is at E:\McNair\Projects\SimplerPatentData\src\main\java\org\bakerinstitute\mcnair\uspto_granted\XmlParser.java with the end goal to create an in-memory representation of a granted patent as a E:\McNair\Projects\SimplerPatentData\src\main\java\org\bakerinstitute\mcnair\models\GrantedPatent.java data structure.

To learn about the fields that a model contains, look at the class Model.Metadata which should implement interface TableMetadata. In particular, this bunch of constant data describes the mapping of enum fields to table column names as well as the types of columns.

For an example, we can tell that GrantedPatent is a struct that contains the following data:

private final Map<GrantedPatent.Fields, String> strings;
private final Map<GrantedPatent.Fields, Double> numbers;
private final List<Citation> citations;
private final List<Sciref> scirefs;
private final List<Inventor> inventors;
private final List<AssignmentSummary> assignments;
private final List<Lawyer> lawyers;

Query Equivalences

Note: xpaths are for all design types (utility, reissue, plant, design) unless otherwise noted. Only granted patents have been checked so far.

Notes to remember:

All the text under each text file in E:\McNair\Projects\SimplerPatentData\data\examples\granted appears under the following lines of text, indicating that every XML should perhaps include these headers (the headers aren't closed anywhere in the text files in E:\McNair\Projects\SimplerPatentData\data\examples\granted; for example, there's no </us-patent-grant> towards the end of the text file.

<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE us-patent-grant SYSTEM "us-patent-grant-v45-2014-04-03.dtd" [ ]>
<us-patent-grant 

Ignoring the above three lines for every text file (changes to XMLs can be made later with RegEx), the XMLs for sequence, and last-name, respectively, from the lines of code below it are:

//us-bibliographic-data-grant/inventors/inventor/@sequence
//us-bibliographic-data-grant/inventors/inventor/addressbook/last-name

<inventors>
<inventor sequence="001" designation="us-only">
<addressbook>
<last-name>Kobelt</last-name>
<first-name>Markus</first-name>
<address>
<city>Buchs</city>
<country>CH</country>
</address>
</addressbook>
</inventor>

Also: The citations section and the inventors section list identical sections with identical xpaths. I will work on citations.

strings

• PATENT_TYPE
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/application-reference/@appl-type
    • example: "utility"
  • APS
    • PATN:APT

• TITLE
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/invention-title
    • example: Seeding implement depth adjustment mechanism
  • APS
    • PATN:TTL

• PCT_DOCUMENT_NUMBER
  • only for XML 4.0 utility, 4.2 utility, 4.3 reissue
    • //us-bibliographic-data-grant/pct-or-regional-filing-data/document-id/doc-number
    • example: PCT/IT03/00298
  • APS
    • PCTA:PCN

• PATENT_COUNTRY
  • XML 4.0, 4.1, 4.2, 4.3, 4.4
    • //us-bibliographic-data-grant/publication-reference/document-id/country
    • example: US
  • APS
    •  ?

• PATENT_NUMBER
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/publication-reference/document-id/doc-number
    • example: 09521796
  • APS
    • PATN:WKU

• PATENT_KIND
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/publication-reference/document-id/doc-number/kind
    • example: B2
  • APS
    •  ?

• PATENT_GRANT_DATE
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/publication-reference/document-id/date
    • example: 20161220
  • APS
    • PATN:ISD

• APPLICATION_NUMBER
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/application-reference/document-id/doc-number
    • example: 14182202
  • APS
    • PATN:APN

• APPLICATION_FILING_DATE
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/application-reference/document-id/date
    • example: 20140217
  • APS
    • PATN:APD

• PRIORITY_CLAIMS_DATE
  • XML 4.0 only design, reissue, and utility types, 4.1 only utility type, 4.2 only utility type, 4.4 only reissue type
    • //us-bibliographic-data-grant/priority-claims/priority-claim/date
    • example: 20000330
  • APS
    • PRIR:APD

• PRIORITY_CLAIMS_COUNTRY
  • XML 4.0 only design, reissue, and utility types, 4.1 only utility type, 4.2 only utility type, 4.4 only reissue type
    • //us-bibliographic-data-grant/priority-claims/priority-claim/country
    • example: GB
  • APS
    • PRIR:CNT

• PRIORITY_CLAIMS_PATENT_NUMBER
  • XML 4.0 only design, reissue, and utility types, 4.1 only utility type, 4.2 only utility type, 4.4 only reissue type
    • //us-bibliographic-data-grant/priority-claims/priority-claim/doc-number
    • example: 0007806.3
  • APS
    • PRIR:APN

• IPCR_SUBCLASS
  • XML 4.1, 4.2, 4.3, 4.4 and 4.5, only for plant, reissue, and utility types
    • //us-bibliographic-data-grant/classifications-ipcr/classification-ipcr/subclass
    • example: C
  • APS
    •  ?

• IPCR_MAIN_GROUP
  • XML 4.1, 4.2, 4.3, 4.4 and 4.5, only for plant, reissue, and utility types
    • //us-bibliographic-data-grant/classifications-ipcr/classification-ipcr/main-group
    • example: 11
  • APS
    •  ?

• IPCR_SUB_GROUP
  • XML 4.1, 4.2, 4.3, 4.4 and 4.5, only for plant, reissue, and utility types
    • //us-bibliographic-data-grant/classifications-ipcr/classification-ipcr/subgroup
    • example: 00
  • APS
    •  ?

• CPC_SUBCLASS
  • for XML 4.5 utility, reissue types
    • //us-bibliographic-data-grant/classifications-cpc/main-cpc/classification-cpc/subclass

example: C

• • APS
    •  ?

• CPC_MAIN_GROUP
  • XML 4.5 types utility, reissue types
    • //us-bibliographic-data-grant/classifications-cpc/main-cpc/classification-cpc/main-group
    • example: 49
  • APS
    •  ?

• CPC_SUB_GROUP
  • XML 4.5 types utility, reissue types
    • //us-bibliographic-data-grant/classifications-cpc/main-cpc/classification-cpc/subgroup
    • example: 027
  • APS
    •  ?

• CLASSIFICATION_NATIONAL_COUNTRY
  • XML 4.0, (first listed is highest preference)
    • //us-bibliographic-data-grant/classification-national/country
    • example: US
  • XML 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/us-field-of-classification-search/classification-national/country
    • example: US
  • APS
    •  ?

• CLASSIFICATION_NATIONAL_CLASS
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5 (first listed is highest preference)
    • //us-bibliographic-data-grant/classification-national/main-classification
    • examples (note: the examples here are in quotation marks because, unlike the examples of other xpaths, these sometimes have 1-2 spaces before the text. All variations of examples are shown.):
      • for v4.5 utility: 172610
      • for v4.5 reissue type: 16250
      • for v4.5 plant type: PLT161
      • for v4.5 design type: 2159, D30158, D 2614
      • for v4.4 utility type: 2 85, 2126
      • for v4.4 reissue type: 248415, 211 47, 2482821
      • for v4.4 plant type: PLT104
      • for v4.4 design type: 0101
      • for v4.3 utility type: 2159, 40615, 430 1
      • for v4.3 reissue type: 257341, 257328-377, 257E29076
      • for v4.3 plant type: PLT115
      • for v4.3 design type: 0101, D 1107, D 75513, D20 29, D 1100-199, D11108
      • for v4.2 utility type: 92140, 277444
      • for v4.2 reissue type: 134 21, 15345, 8158
      • for v4.2 plant type: PLT 308
      • for v4.2 design type: 0202, D 2719, 2113, 2 695, 2 69,
      • for v4.1 utility type: 453 33, 453 3, 453 10- 13
      • for v4.1 reissue type: 700241, 340 59, 377 7, 700230-238, 34082535
      • for v4.1 plant type: PLT373,
      • for v4.1 design type: 0101, D 1125, 426390, 4251311, 426 95, D 1100- 30, D11 6, D11 13, D11 17- 8, D11 20, 426103- 4, D21672, 264 75
      • for v40 utility type: F01L 134, 123 9016, 123 906, 74 53, 74567
      • for v40 reissue type: A61B 5024, 600519, 600515-517, 607 4, 607 14
      • for v40 plant type: A01H 500, PLT318
      • for v40 design type: 0206, D 2617, 2159, D291171, D29113, D29122-123, D 2613-621, 2 16, 21161-1168
  • APS
    •  ?

• PRIMARY_EXAMINER_FIRST_NAME
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/examiners/primary-examiner/first-name
    • examples:
      • For v4.5, Christopher
      • For v4.2-v4.4, Deanna L, Karen
      • For v4.0-v4.1, Donald P., Kent
  • APS
    • PATN:EXP (whole name)

• PRIMARY_EXAMINER_LAST_NAME
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/examiners/primary-examiner/last-name
    • example: Novosad
  • APS
    • N/A (PATN:EXP has whole name)

• PRIMARY_EXAMINER_DEPARTMENT
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/examiners/primary-examiner/department
    • example: 3745
  • APS
    •  ?

numbers

• NUMBER_OF_CLAIMS
  • XML 4.0, 4.1, 4.2, 4.3, 4.4, 4.5
    • //us-bibliographic-data-grant/number-of-claims
    • example : 10
  • APS
    • PATN:NCL

citations (all are strings)

• SEQUENCE
  • XML 4.3, 4.4, 4.5
    • //us-parties/inventors/inventor/sequence
    • example: "001"
  • XML 4.0, 4.1, 4.2
    • //parties/applicants/applicant/sequence
    • example: "001"
  • APS
    •  ?

• LAST_NAME
  • XML 4.3, 4.4, 4.5
    • //us-parties/inventors/inventor/addressbook/last-name
    • example: Maas
  • XML 4.0, 4.1, 4.2
    • //parties/applicants/applicant/addressbook/last-name
    • example: Ryder
  • APS
    • N/A (see ORG_NAME)

• FIRST_NAME
  • XML 4.3, 4.4, 4.5
    • //us-parties/inventors/inventor/addressbook/first-name
    • example: Nicholas George Alfred, Kevin
  • XML 4.0, 4.1, 4.2
    • //parties/applicants/applicant/addressbook/first-name
    • example: Gerhard
  • APS
    • N/A (see ORG_NAME)

• ORG_NAME
  • XML v4.5 utility, reissue, plant; v4.4 plant
    • //us-parties/us-applicants/us-applicant/addressbook/orgname
    • examples: W. Kordes' Söhne Rosenschulen GmbH & Co KG [this is one example, included to show the variety of characters/symbols included in orgnames]
    • INVT:NAM (whole name, might be of an individual)

• CITY
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address/city
    • example:New York; México D. F.
  • XML v4.0-v4.2
    • //parties/applicants/applicant/addressbook/address/city
  • APS
    • INVT:CTY

• COUNTRY
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address/country
    • example:New York; México D. F.
  • XML v4.0-v4.2, all types
    • //parties/applicants/applicant/addressbook/address/country
  • APS
    • INVT:CNT

• STATE
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address/state
    • example:New York; México D. F.
  • XML v4.0-v4.2, all types
    • //parties/applicants/applicant/addressbook/address/state
  • APS
    • INVT:STA

• ADDRESS
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address
    • example:New York; México D. F.
  • XML v4.0-v4.2, all types
    • //parties/applicants/applicant/addressbook/address
    • Examples:

<city>London</city>
<country>GB</country>

<city>Coraopolis</city>
<state>PA</state>
<country>US</country>

• POSTCODE
  • XML v4.2 design
    • Example: //us-parties/us-applicants/us-applicant/addressbook/address/city
  • APS
    • INVT:ZIP

scirefs (all are strings)

• CITATION_DESCRIPTION
  • XML 4.3 design type, 4.4 reissue type, 4.5 all types
    • //us-bibliographic-data-grant/us-references-cited/us-citation/nplcit/othercit
    • examples:
      • www.bikesomewhere.com/bikesomewhere.cfm/product/7/4138/15270
      • Photograph that is representative of an angle-cut tip for a continuous geared hinge that was publicly used or on sale more than one (1) year prior to the filing date of U.S. Appl. No. 61/231,249, filed Aug. 4, 2009.
  • XML 4.0 reissue type, 4.1 plant type, 4.2 all types
    • //us-bibliographic-data-grant/references-cited/citation/nplcit/othercit
    • example: http://www.cpvo.eu.int/module_tech/rights_granted.php?SPECIED=FIT02.
  • APS
    •  ?

inventors (all are strings)

Note: identical to Citations section, above.

• SEQUENCE
  • XML 4.3, 4.4, 4.5
    • //us-parties/inventors/inventor/sequence
    • example: "001"
  • XML 4.0, 4.1, 4.2
    • //parties/applicants/applicant/sequence
    • example: "001"
  • APS
    •  ?

• LAST_NAME
  • XML 4.3, 4.4, 4.5
    • //us-parties/inventors/inventor/addressbook/last-name
    • example: Maas
  • XML 4.0, 4.1, 4.2
    • //parties/applicants/applicant/addressbook/last-name
    • example: Ryder
  • APS
    • N/A (see ORG_NAME)

• FIRST_NAME
  • XML 4.3, 4.4, 4.5
    • //us-parties/inventors/inventor/addressbook/first-name
    • example: Nicholas George Alfred, Kevin
  • XML 4.0, 4.1, 4.2
    • //parties/applicants/applicant/addressbook/first-name
    • example: Gerhard
  • APS
    • N/A (see ORG_NAME)

• ORG_NAME
  • XML v4.5 utility, reissue, plant; v4.4 plant
    • //us-parties/us-applicants/us-applicant/addressbook/orgname
    • examples: W. Kordes' Söhne Rosenschulen GmbH & Co KG [this is one example, included to show the variety of characters/symbols included in orgnames]
    • INVT:NAM (whole name, might be of an individual)

• CITY
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address/city
    • example:New York; México D. F.
  • XML v4.0-v4.2
    • //parties/applicants/applicant/addressbook/address/city
  • APS
    • INVT:CTY

• COUNTRY
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address/country
    • example:New York; México D. F.
  • XML v4.0-v4.2, all types
    • //parties/applicants/applicant/addressbook/address/country
  • APS
    • INVT:CNT

• STATE
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address/state
    • example:New York; México D. F.
  • XML v4.0-v4.2, all types
    • //parties/applicants/applicant/addressbook/address/state
  • APS
    • INVT:STA

• ADDRESS
  • XML v4.3-v4.5, all types
    • //us-parties/us-applicants/us-applicant/addressbook/address
    • example:New York; México D. F.
  • XML v4.0-v4.2, all types
    • //parties/applicants/applicant/addressbook/address
    • Examples:

<city>London</city>
<country>GB</country>

<city>Coraopolis</city>
<state>PA</state>
<country>US</country>

• POSTCODE
  • XML v4.2 design
    • Example: //us-parties/us-applicants/us-applicant/addressbook/address/city
  • APS
    • INVT:ZIP

assignments (all are strings)

• LAST_NAME
  • • No entry under assignee
  • APS
    • N/A (see ORG_NAME)

• FIRST_NAME
  • • No entry under assignee
  • APS
    • N/A (see ORG_NAME)

• ORG_NAME
  • XML v4.5 types utility, plant, reissue; v4.4 plant, reissue, design types; v4.3 all types; v4.2 reissue, plant types; v4.1 all types; v4.0 utility and reissue types.

(first listed is highest preference)

• • • //assignees/assignee/addressbook/orgname
    • example: STMicroelectronics S.r.l.; Kellogg Company; Nike, Inc.
  • APS
    • ASSG:NAM

• CITY
  • XML v4.5 types utility, plant, reissue; v4.4 plant, reissue, design types; v4.3 all types; v4.2 reissue, plant types; v4.1 all types; v4.0 reissue type.
    • //assignees/assignee/addressbook/address/city
    • examples:
      • Portage
      • Saskatoon, Saskatchewan
  • APS
    • ASSG:CTY

• COUNTRY
  • XML v4.5 types utility, plant, reissue; v4.4 plant, reissue, design types; v4.3 all types; v4.2 reissue, plant types; v4.1 all types; v4.0 utility and reissue types.
    • //parties/applicants/applicant/addressbook/address/country
    • XML 4.3, 4.4, 4.5
    • //us-parties/us-applicants/us-applicant/addressbook/address/city
    • example: US
  • APS
    • ASSG:CNT

• STATE

Note: foreign countries had no listed state; territories or states were included in the city listing.

• • XML v4.5 types utility, plant, reissue; v4.4 plant, reissue, design types; v4.3 all types; v4.2 reissue, plant types; v4.1 all types; v4.0 utility and reissue types.
    • //parties/applicants/applicant/addressbook/address/state
    • XML 4.3, 4.4, 4.5
    • //us-parties/us-applicants/us-applicant/addressbook/address/city
    • example: MI
  • APS
    • ASSG:STA

• ADDRESS
  • XML
    • //assignees/assignee/addressbook/orgname/address
    • examples:

<city>Saskatoon, Saskatchewan</city>
<country>CA</country>

<city>Portage</city>
<state>MI</state>
<country>US</country>

• • APS
    • ASSG:STR

• POSTCODE
  • • v4.2 design only
    • example: 97229
  • APS
    • ASSG:ZIP

lawyers (all are strings)

Note in the below queries, for XML results only those XML agent nodes with rep-type="attorney" are looked at.

• SEQUENCE
  • XML 4.3, 4.4, 4.5
    • //us-parties/agents/agent/sequence
    • example: "01"
  • XML 4.0, 4.1, 4.2
    • //parties/agents/agent/sequence

• LAST_NAME
  • XML 4.3, 4.4, 4.5 (first listed is highest preference)
    • //us-parties/agents/agent/addressbook/last-name
    • //us-parties/agents/agent/last-name
  • XML 4.0, 4.1, 4.2 (first listed is highest preference)
    • //parties/applicants/applicant/addressbook/last-name
    • //parties/applicants/applicant/last-name
  • APS
    • N/A (see FIRST_NAME)

• FIRST_NAME
  • XML 4.3, 4.4, 4.5 (first listed is highest preference)
    • //us-parties/agents/agent/addressbook/first-name
    • //us-parties/agents/agent/first-name/
  • XML 4.0, 4.1, 4.2 (first listed is highest preference)
    • //parties/agents/agent/addressbook/first-name
    • //parties/agents/agent/first-name
  • APS
    • LREP:NAM (whole name of an individual)

• ORG_NAME
  • XML 4.3, 4.4, 4.5 (first listed is highest preference)
    • //us-parties/agents/agent/addressbook/orgname
    • //us-parties/agents/agent/orgname/
  • XML 4.0, 4.1, 4.2 (first listed is highest preference)
    • //parties/agents/agent/addressbook/orgname
    • //parties/agents/agent/orgname
  • APS
    • LREP:FRM

• CITY
  • XML 4.3, 4.4, 4.5
    •  ?
  • APS
    • LREP:CTY

• COUNTRY
  • XML 4.3, 4.4, 4.5
    •  ?
  • APS
    • LREP:CNT

• STATE
  • XML 4.3, 4.4, 4.5
    •  ?
  • APS
    • LREP:STA

• ADDRESS
  • XML 4.3, 4.4, 4.5
    •  ?
  • APS
    • LREP:STR

• POSTCODE
  • XML 4.3, 4.4, 4.5
    •  ?
  • APS
    • LREP:ZIP

Examples

• APS

The first APS entry of E:\McNair\Projects\SimplerPatentData\data\extracts\granted\pftaps19760106_wk01.txt as a GrantedPatent is

strings: {PCT_DOCUMENT_NUMBER=null, PATENT_NUMBER=RE0286710, PATENT_GRANT_DATE=19760106, TITLE=Hydrophone damper assembly, APPLICATION_FILING_DATE=19740826, PRIMARY_EXAMINER_FIRST_NAME=Blix; Trygve M., PATENT_TYPE=2, APPLICATION_NUMBER=500649&, PRIORITY_CLAIMS_DATE=null, PRIORITY_CLAIMS_COUNTRY=null, PRIORITY_CLAIMS_PATENT_NUMBER=null}
integers: {NUMBER_OF_CLAIMS=18}
extras: {class org.bakerinstitute.mcnair.models.Citation=[], class org.bakerinstitute.mcnair.models.Sciref=[], class org.bakerinstitute.mcnair.models.Inventor=[strings: {STATE=MI, ORG_NAME=Widenhofer; James W., COUNTRY=null, CITY=Jackson, ADDRESS=null, POSTCODE=null, CITING_PATENT=RE0286710}
integers: {}], class org.bakerinstitute.mcnair.models.AssignmentSummary=[strings: {COUNTRY=null, CITING_PATENT=RE0286710, CITY=Jackson, POSTCODE=null, ORG_NAME=Sparton Corporation, STATE=MI}
integers: {}], class org.bakerinstitute.mcnair.models.Lawyer=[strings: {FIRST_NAME=null, CITY=null, POSTCODE=null, COUNTRY=null, STATE=null, CITING_PATENT=RE0286710, ORG_NAME=Beaman & Beaman, ADDRESS=null}
integers: {}]}

• XML 4.5

The first XML entry of E:\McNair\Projects\SimplerPatentData\data\extracts\granted\ipg161227.xml as a GrantedPatent is

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